We understand the challenges faced by financial institutions and we are here to help. We offer the following services to banks, mortgage companies, credit unions, and financial technology companies (“Fintechs”):
Audit & Advisory Services
- Independent Compliance Audit and Testing
- Outsourced and Co-Sourced Compliance Monitoring
- Fair Lending Program Assessment and Testing
- Home Mortgage Disclosure Act Data Integrity Testing
- Community Reinvestment Act Performance Assessment
- Onboarding and Due Diligence for Fintechs Partnering with Bank Sponsors
- Independent BSA/AML Testing (Including BSA/AML Monitoring Software Validation)
- Pre-Opening Compliance Review Services for De Novo Institutions
- Pre-Implementation Compliance Review for New Products or Operating Systems
- Policy and Procedure Review and Preparation
- Regulatory Exam Response (EAs/MRIAs/MRAs) and Remediation Assistance
- Compliance Research Assistance and Analysis
- Automated Clearing House (ACH) Audit
Education Services
- Newsletters
- Compliance Manuals
- Custom In-house Training for Employees
- Board Training
- Schools
- Seminars
- Conferences
- Webinars
Proud associate members of the following organizations:
