Sentry Advisors | Financial Services Risk Management

Assisting financial institutions comply with the ever-changing regulatory landscape

Our services

We understand the challenges faced by financial institutions and we are here to help.  We offer the following services to banks, mortgage companies, and financial technology companies (“Fintechs”):

  • Independent Compliance Audit and Testing
  • Outsourced and Co-Sourced Compliance Monitoring
  • Fair Lending Program Assessment and Testing
  • Home Mortgage Disclosure Act Data Integrity Testing
  • Community Reinvestment Act Performance Assessment
  • Onboarding and Due Diligence for Fintechs Partnering with Bank Sponsors
  • Independent BSA/AML Testing (Including BSA/AML Monitoring Software Validation)
  • Pre-Opening Compliance Review Services for De Novo Institutions
  • Pre-Implementation Compliance Review for New Products or Operating Systems
  • Policy and Procedure Review and Preparation
  • Regulatory Exam Response (EAs/MRIAs/MRAs) and Remediation Assistance
  • Compliance Training (Board and Staff)
  • Compliance Research Assistance and Analysis
  • Automated Clearing House (ACH) Audit
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