Sentry provides Audit & Advisory Services to assist financial institutions with compliance in the ever-changing regulatory landscape. We serve financial institutions of all types, sizes and locations, ranging from de novos and fintech startups, to mid-size and regional financial institutions.
regulatory Compliance Audit (loans and deposits)
Our experienced and certificated professionals can serve as your financial institution’s trusted outsourced internal compliance audit function. Annually, our team will perform full-scope loan and deposit audit services, covering all major federal banking regulations, including Fair Lending, Community Reinvestment Act, Home Mortgage Disclosure Act, and more.
Advisory (Consulting Services)
Sentry’s expert advisors are available for general compliance consulting questions and for targeted compliance projects, such as reviewing new products or services for compliance issues, creating, updating or expanding policies and procedures,
risk assessment facilitation, and more. Anything and everything compliance, we’re here to help! Be sure to check out our Knowledge Briefs, Education Services and Quick Reference Guides, as well.
Bank Secrecy Act / Anti-Money laundering Independent Audit
Let Sentry’s trusted advisors complete your financial institution’s independent testing (audit) of compliance with Bank Secrecy Act (BSA) / Countering the Financing of Terrorism (CFT) / Anti-Money Laundering (AML) requirements. Our team includes a former BSA Officer and multiple individuals with the CRCM and CAMS certifications.
Anti-Money laundering Software Parameter & Data Validation
Our team of certified BSA/AML professionals have conducted numerous Validations across the prominent AML software programs in the market today. We can help ensure your financial institution is maximizing the value of the AML software, while validating the information flowing into the software is accurate.
Banking-as-a-service (BaaS) / FinTech onboarding Due Diligence and Consulting
Let us help you build your compliance and BSA/AML program to satisfy your Bank program sponsor and the federal regulators. Our trusted compliance and BSA/AML professionals can help your debit (with checking) or credit card programs launch successfully and in compliance.